Regulamento n.º 2/2006, de 25 de Maio de 2006
Regulamento da CMVM n.º 2/2006 - Intermediação financeira (altera o regulamento da CMVM n.º 12/2000. - Ao abrigo do disposto nos artigos 318.º e 319.º do Código dos Valores Mobiliários, o conselho directivo da CMVM aprovou o seguinte regulamento: Artigo 1.º Normas alteradas Os artigos 36.º e 36.º-A do regulamento, da CMVM, n.º 12/2000 passam a ter a seguinte redacção: 'Artigo 36.º [...] 1 - ...
2 - O sistema de controlo mencionado no número anterior inclui, pelo menos: a) ...
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Os procedimentos destinados à identificação de ordens e de operações sobre valores mobiliários que se reconduzam a uma das situações identificadas no n.º 3 do artigo 311.º do Código dos Valores Mobiliários.
Artigo 36.º-A [...] 1 - ...
2 - O relatório de controlo tem, pelo menos, o seguinte conteúdo: a) ...
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O número de ordens e de operações sobre valores mobiliários analisadas nos termos do n.º 3 do artigo 311.º do Código dos Valores Mobiliários.
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[Anterior alínea h)]; j) [Anterior alínea i)]; k) [Anterior alínea j)]; l) [Anterior alínea k)];' Artigo 2.º Entrada em vigor O presente regulamento entra em vigor no dia seguinte ao da sua publicação.
5 de Maio de 2006. - O Vice-Presidente do Conselho Directivo, Amadeu Ferreira. - O...
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